CMMC-CCP Exam Dumps - Certified CMMC Professional (CCP) Exam

1. Understanding the Validation of Findings in CMMC AssessmentsValidation of findings is an essential part of theCMMC assessment process, ensuring that observations and preliminary conclusions drawn by the assessment team are accurate, fair, and based on complete evidence. This process occurs iteratively during theDaily Checkpointsand is fundamental in determining the overall compliance status of theOrganization Seeking Certification (OSC).

2. The Role of Preliminary Findings in the Assessment ProcessPreliminary findings arenot finalbut rather a mechanism for ensuring transparency, accuracy, and fairness. These findings serve several key purposes:

Allows for OSC Input & Clarification: The OSC has an opportunity to review andprovide additional evidencethat may address deficiencies identified by the assessment team.

Prevents Misinterpretations: By allowing the OSC to comment, the assessment team can refine or correct their understanding of the OSC's implementation of CMMC practices.

Supports Fair and Informed Ratings: Before finalizing MET or NOT MET determinations, the assessment team ensures they have considered all relevant evidence.

Encourages a Collaborative Assessment Process: This validation activity fosters open communication between assessors and the OSC, reducing disputes and misunderstandings.

The primary purpose of preliminary findings is to allow theOSC to comment and provide additional evidencebefore final determinations are made.

This aligns withCMMC Assessment Process guidance, which emphasizes iterative validation of findings throughDaily Checkpoints and Final Outbriefdiscussions.

The validation of findings ensures thatOSC responses and supplementary evidence are considered, making the assessment process more accurate and fair.

3. Why Answer Choice "A" is Correct4. Why Other Answer Choices Are IncorrectOption

Reason for Elimination

B. It determines whether the OSC will be rated MET or NOT MET on their assessment.

Incorrect: Preliminary findings do not directly determine the final rating. The assessment team reviews all collected evidence before making a final decision.

C. It confirms that the Assessment Team's findings are right and cannot be changed.

Incorrect: Findings arenot finalat the preliminary stage. The OSC has the opportunity to challenge findings by providing new or clarifying evidence.

D. It corroborates the Assessment Team's understanding of the CMMC practices and controls.

Partially Correct but Not the Best Answer: While validation helps refine understanding, itsprimary function is to allow OSC input, making optionA the most accurate choice.

CMMC Assessment Process (CAP) Document:

Section 5.3 – Validation of Findings: "The OSC is given the opportunity to provide additional evidence and comments to clarify or supplement preliminary assessment results."

Section 5.4 – Daily Checkpoints: "The assessment team discusses preliminary findings with the OSC, allowing the organization to address concerns in real time."

CMMC 2.0 Level 2 Scoping & Assessment Guide:

Confirms that the assessment process includes continuous dialogue with the OSC before final determinations are made.

5. Official CMMC References Supporting This Answer6. ConclusionPreliminary findings are acrucial validation stepin CMMC assessments, ensuring that organizations have the opportunity toprovide additional evidence and clarify potential misunderstandings. This iterative process improves accuracy and fairness in determining compliance with CMMC requirements. Therefore, the correct answer is:

A. It allows the OSC to comment and provide additional evidence.

In the context of a Cybersecurity Maturity Model Certification (CMMC) Level 2 Assessment, specific practices must be evaluated to ensure compliance with established security requirements. One such practice is AC.L2-3.1.19, which mandates the encryption of Controlled Unclassified Information (CUI) on mobile devices and mobile computing platforms.

Step-by-Step Explanation:

Requirement Overview:

Practice AC.L2-3.1.19 requires organizations to "Encrypt CUI on mobile devices and mobile computing platforms." This ensures that any CUI accessed, stored, or transmitted via mobile devices is protected through encryption, mitigating risks associated with data breaches or unauthorized access.

Assessment of Provided Evidence:

During the assessment, the Organization Seeking Certification (OSC) provided an inventory list encompassing servers, workstations, and network devices. Notably, this list lacks any mention of mobile devices or mobile computing platforms.

Implications of the Omission:

The absence of mobile devices in the inventory suggests that the OSC may not have accounted for all assets that process, store, or transmit CUI. Without a comprehensive inventory that includes mobile devices, it's challenging to verify whether the OSC has implemented the necessary encryption measures for CUI on these platforms.

Assessment Determination:

Given the incomplete inventory, the evidence is insufficient to make a definitive scoring determination for practice AC.L2-3.1.19. The OSC must provide a detailed inventory that encompasses all relevant devices, including mobile devices and computing platforms, to demonstrate compliance with the encryption requirements for CUI.

In Phase 3 (Post-Assessment), the assessor’s responsibility is to archive or dispose of assessment artifacts according to the C3PAO’s policies and retention requirements. By this point, final findings and results have already been delivered, so the only remaining step is ensuring proper handling of assessment materials.

Supporting Extracts from Official Content:

CAP v2.0, Post-Assessment Activities (§3.17): “The assessor must archive or dispose of any assessment artifacts in accordance with the C3PAO’s retention and destruction policy.”

Why Option D is Correct:

Determining practice pass/fail results and level recommendations occurs earlier in Phases 2 and 3.

The final step left for the assessor is the proper archiving or destruction of artifacts.

References (Official CMMC v2.0 Content):

CMMC Assessment Process (CAP) v2.0, Phase 3: Post-Assessment (§3.17).

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Understanding Access Control (AC) in CMMC Advanced (Level 3)TheCMMC Advanced Level (Level 3)is designed for organizations handlinghigh-value Controlled Unclassified Information (CUI)and aligns with a subset ofNIST SP 800-172for advanced cybersecurity protections.

Access Control (AC) Practices in CMMC Level 3✅CMMC Level 1 includesbasic AC practices fromFAR 52.204-21(e.g., restricting access to authorized users).

✅CMMC Level 2 includesallAccess Control (AC) practices from NIST SP 800-171(e.g., managing privileged access).

✅CMMC Level 3 expands on Levels 1 and 2, incorporatingadditional protections from NIST SP 800-172, such as enhanced monitoring and adversary deception techniques.

CMMC Level 3 builds upon all previous levels, includingAccess Control (AC) practices from Levels 1 and 2.

Options A, B, and C are incorrectbecause Level 3 includesallprevious AC practices fromLevels 1 and 2, plus additional ones.

Why "Levels 1, 2, and 3" is Correct?Breakdown of Answer ChoicesOption

Description

Correct?

A. Level 1

❌Incorrect–Level 3 includes AC practices fromLevels 1 and 2, not just Level 1.

B. Level 3

❌Incorrect – Level 3 builds onLevels 1 and 2, not just Level 3 practices.

C. Levels 1 and 2

❌Incorrect–Level 3 containsadditionalAC practices beyond Levels 1 and 2.

D. Levels 1, 2, and 3

✅Correct – Level 3 contains all AC practices from Levels 1 and 2, plus additional ones.

CMMC Model Framework– Outlines howLevel 3 builds upon Level 1 and 2 practices.

NIST SP 800-172– Definesadvanced cybersecurity controlsrequired inCMMC Level 3.

Official References from CMMC 2.0 DocumentationFinal Verification and ConclusionThe correct answer isD. Levels 1, 2, and 3, as CMMC Level 3 includesAccess Control (AC) practices from all previous levels plus additional enhancements.

Understanding the C3PAO Assessment MethodologyACertified Third-Party Assessment Organization (C3PAO)is an entity authorized by theCMMC Accreditation Body (CMMC-AB)to conduct officialCMMC Level 2 assessmentsfor organizations seeking certification.

C3PAOs must follow theCMMC Assessment Process (CAP), which outlines:✅Theassessment methodologyfor evaluating compliance.✅Evidence collectionprocedures (interviews, artifacts, testing).✅Assessment scoring and reportingrequirements.✅Guidance for assessorson executing standardized assessments.

ISO 27001 (Option A)is an international standard forinformation security managementbut isnot the basis for CMMC assessments.

NIST SP 800-53A (Option B)providessecurity control assessments for federal systems, but CMMC assessments arebased on NIST SP 800-171.

GAO Yellow Book (Option D)is agovernment auditing standardused forfinancial and performance audits, not cybersecurity assessments.

CMMC Assessment Process (CAP) (Option C) is the correct answerbecause it defines how C3PAOs conduct CMMC assessments.

CMMC Assessment Process Guide (CAP)– GovernsC3PAO assessment execution.

CMMC 2.0 Model Documentation– RequiresC3PAOs to follow CAP proceduresfor assessments.

Key Requirement: CMMC Assessment Process (CAP)Why "CMMC Assessment Process" is Correct?Official References from CMMC 2.0 DocumentationFinal Verification and ConclusionThe correct answer isC. CMMC Assessment Process, as it is theofficial methodology all C3PAOs must follow when conducting CMMC assessments.

Understanding the Role of the DoD CIO Office in CMMCTheDepartment of Defense (DoD) Chief Information Officer (CIO) officeis theprimary authorityresponsible for leading the direction, standards, and best practices of theCybersecurity Maturity Model Certification (CMMC)framework.

The DoD CIO Oversees CMMC Policy and Implementation

TheDoD CIO Office is responsible for the governance and strategic direction of CMMC.

It ensures thatCMMC aligns with DoD cybersecurity policies, such asDoD Instruction 5200.48 (Controlled Unclassified Information)andNIST SP 800-171.

CMMC Development and Evolution

TheDoD CIO played a critical role in launching CMMCto improve cybersecurity across theDefense Industrial Base (DIB).

The CIO office leadspolicy development and updates to the CMMC framework, including the transition fromCMMC 1.0 to CMMC 2.0.

Alignment of CMMC with Federal Cybersecurity Strategy

The DoD CIO ensures that CMMCintegrates with federal cybersecurity policiesandNIST frameworks.

It provides oversight formapping CMMC Levels (1-2-3) to existing cybersecurity standards and controls.

A. NIST (Incorrect)

TheNational Institute of Standards and Technology (NIST)provides thetechnical framework (NIST SP 800-171, SP 800-172), butNIST does not lead the CMMC program.

C. Federal CIO Office (Incorrect)

TheFederal CIO focuses on broader government IT policiesandnot specifically on DoD cybersecurity requirementslike CMMC.

D. Defense Federal Acquisition Regulation Council (Incorrect)

TheDFARS Counciloverseescontracting regulationsrelated to CMMC (e.g.,DFARS 252.204-7012, 7019, 7020, 7021), but it doesnot lead CMMC standards and best practices.

The correct answer isB. DoD CIO Office, as it isthe lead authority guiding the CMMC framework, standards, and implementation across the Defense Industrial Base (DIB).

CMMC Assessment Process (CAP) and CMMC Code of Professional Conduct emphasize that conflicts of interest (COI) must be disclosed and managed transparently. A Certified CMMC Professional (CCP) is required to:

Inform their organization,

Disclose the COI to the affected stakeholders, and

Take reasonable steps to minimize the impact.

What they must NOT do is conceal it from the Assessment Team Lead or others. Concealing a COI violates the CMMC Code of Professional Conduct and compromises the integrity of the assessment.

Reference Documents:

CMMC Assessment Process (CAP), v1.0

CMMC Code of Professional Conduct, CMMC-AB

Understanding the Role of CAICO in the CMMC EcosystemTheCMMC Ecosystemconsists of multiple organizations that manage, implement, and oversee different aspects of theCybersecurity Maturity Model Certification (CMMC)program.

One of the key organizations is theCMMC Assessors and Instructors Certification Organization (CAICO), which is responsible for:

Training and certifying assessors and instructors.

Managing testing, authorization, and certificationfor CMMC professionals.

Ensuring assessors meet qualification and compliance standards.

TheCAICO is explicitly taskedwith thetraining, testing, authorization, and certification of candidate assessors and instructors.

Option A (DoD OUSD)is incorrect because theDoD Office of the Under Secretary of Defense(OUSD) provides policy oversight butdoes not handle certification of assessors.

Option B (DIB Collaborative Information Sharing Environment)is incorrect because theDIB CISfocuses on information sharing within the Defense Industrial Base, not assessor certification.

Option C (Committee on National Security Systems Instructions)is incorrect because CNSSI provides security standards butdoes not manage assessor training or certification.

CMMC Ecosystem Overview – Role of the CAICO

CMMC Assessment Process (CAP) Guide – Assessor Certification and Training

Why Option D (CAICO) is CorrectOfficial CMMC Documentation ReferencesFinal VerificationSinceCAICO is responsible for training, testing, and certifying CMMC assessors and instructors, the correct answer isOption D: CMMC Assessors and Instructors Certification Organization.