CMMC-CCP Exam Dumps - Certified CMMC Professional (CCP) Exam
What is the primary intent of the verify evidence and record gaps activity?
Map test and demonstration responses to CMMC practices.
Conduct interviews to test process implementation knowledge.
Determine the one-to-one relationship between a practice and an assessment object.
Identify and describe differences between what the Assessment Team required and the evidence collected.
Answer:
Explanation:
Understanding the “Verify Evidence and Record Gaps†Activity in a CMMC AssessmentDuring aCMMC Level 2 Assessment, theAssessment Teamfollows a structured methodology toverify evidenceand determine whether theOrganization Seeking Certification (OSC)has met all required practices. One of the key activities in this process is"Verify Evidence and Record Gaps", which ensures that the assessment findings accurately reflect any missing or inadequate compliance evidence.
Step-by-Step Breakdown:✅1. Primary Intent: Identifying Gaps Between Required and Collected Evidence
TheAssessment Teamcompares the evidence provided by the OSC against theCMMC practice requirements.
If evidence ismissing, insufficient, or inconsistent, assessors mustdocument the gapand describe what is lacking.
This ensures that compliance deficiencies are clearly identified, allowing the OSC to understand what must be corrected.
✅2. How This Process Works in a CMMC Assessment
Assessorsreview collected documentation, system configurations, policies, and interview responses.
They verify that the evidencematches the expected implementationof a practice.
If gaps exist, they arerecordedfor discussion and potential remediation before assessment completion.
✅3. Why the Other Answer Choices Are Incorrect:
(A) Map test and demonstration responses to CMMC practices.âŒ
Incorrect:While mapping evidence to CMMC practices is part of the assessment, theprimary intentof the "Verify Evidence and Record Gaps" step is toidentify deficiencies, not just mapping responses.
(B) Conduct interviews to test process implementation knowledge.âŒ
Incorrect:Interviews are a method used during evidence collection, but they arenot the primary focusof the verification and gap analysis step.
(C) Determine the one-to-one relationship between a practice and an assessment object.âŒ
Incorrect:The assessment teamreviews multiple sources of evidencefor each practice, and some practices require multiple assessment objects. The goal isnot a strict one-to-one mappingbut rathera holistic validation of compliance.
Final Validation from CMMC Documentation:TheCMMC Assessment Process Guidestates that"Verify Evidence and Record Gaps"is the step where assessorscompare expected evidence against what has been provided and document discrepancies. This ensurestransparent assessment findings and remediation planning.
Thus, the correct answer is:
D. Identify and describe differences between what the Assessment Team required and the evidence collected.
Which domains are a part of a Level 1 Self-Assessment?
Access Control (AC), Risk Management
Risk Management (RM). Access Control (AC), and Physical Protection (PE)
Access Control (AC), Physical Protection (PE), and Identification and Authentication (IA)
Risk Management (RM). Media Protection (MP), and Identification and Authentication (IA)
Answer:
Explanation:
CMMCLevel 1focuses onbasic cyber hygieneand includes17 practicesderived fromNIST SP 800-171 Rev. 2butonly covers the protection of Federal Contract Information (FCI)—not Controlled Unclassified Information (CUI).
UnlikeLevel 2, which aligns fully withNIST SP 800-171,Level 1 does not require third-party certificationand can beself-assessedby the organization.
Domains Covered in a Level 1 Self-AssessmentCMMC Level 1 practices fall underthree specific domains:
Access Control (AC)– Ensures that only authorized individuals can access FCI.
Physical Protection (PE)– Protects physical access to systems and facilities storing FCI.
Identification and Authentication (IA)– Verifies the identity of users accessing systems containing FCI.
These domains focus on foundational security controls necessary toprotect FCI from unauthorized access.
CMMC Model v2.0states thatLevel 1 includes only 17 practicesmapped toNIST SP 800-171requirements specific toAccess Control (AC), Physical Protection (PE), and Identification and Authentication (IA).
CMMC Assessment Guide, Level 1confirms thatRisk Management (RM) and Media Protection (MP) are not included in Level 1, as they pertain to more advanced security measures needed for handlingCUI (Level 2).
A. Access Control (AC), Risk Management (RM), and Media Protection (MP)→ Incorrect.Risk Management (RM) and Media Protection (MP) are Level 2 domains.
B. Risk Management (RM), Access Control (AC), and Physical Protection (PE)→ Incorrect.Risk Management (RM) is not part of Level 1.
C. Access Control (AC), Physical Protection (PE), and Identification and Authentication (IA)→Correct.These are thethree domains covered in CMMC Level 1 self-assessments.
D. Risk Management (RM), Media Protection (MP), and Identification and Authentication (IA)→ Incorrect.Risk Management (RM) and Media Protection (MP) are Level 2 domains.
Official CMMC 2.0 Documentation ReferencesBreakdown of Answer ChoicesConclusionThecorrect answer is C. Access Control (AC), Physical Protection (PE), and Identification and Authentication (IA), as these are theonly three domains included in a CMMC Level 1 Self-Assessmentaccording toCMMC 2.0 documentation and NIST SP 800-171 mapping.
CMMC 2.0 Model Overview – DoD Official Documentation
CMMC Assessment Guide, Level 1
NIST SP 800-171 Rev. 2 (Basic Security Requirements for FCI)
Reference Documents for Further Reading
In preparation for a CMMC Level 1 Self-Assessment, the IT manager for a DIB organization is documenting asset types in the company's SSP The manager determines that identified machine controllers and assembly machines should be documented as Specialized Assets. Which type of Specialized Assets has the manager identified and documented?
loT
Restricted IS
Test equipment
Operational technology
Answer:
Explanation:
Understanding Specialized Assets in a CMMC Self-AssessmentDuringCMMC Level 1 Self-Assessments, organizations must classify theirassetsin theSystem Security Plan (SSP).
Operational Technology (OT)includesmachine controllers, industrial control systems (ICS), and assembly machines.
Thesesystems control physical processesin manufacturing, energy, and industrial environments.
OT assets are distinct from traditional IT systemsbecause they haveunique security considerations(e.g., real-time control, legacy system constraints).
Specialized Asset Type: Operational Technology (OT)
A. IoT (Internet of Things) → Incorrect
IoT devicesinclude smart home systems, connected sensors, and networked appliances, butmachine controllers and assembly machines fall under OT, not IoT.
B. Restricted IS → Incorrect
Restricted Information Systems (IS) refer to classified or highly controlled systems, whichdoes not apply to standard industrial machines.
C. Test Equipment → Incorrect
Test equipment includes diagnostic tools or measurement devicesused forquality assurance, not industrial machine controllers.
D. Operational Technology → Correct
Machine controllers and assembly machinesare part ofindustrial automation and control systems, which are classified asOperational Technology (OT).
Why is the Correct Answer "D. Operational Technology"?
CMMC Scoping Guidance for Level 1 & Level 2 Assessments
DefinesOperational Technology (OT) as a category of Specialized Assetsthat requirespecific security considerations.
NIST SP 800-82 (Guide to Industrial Control Systems Security)
Identifiesmachine controllers and assembly machinesas part ofOperational Technology (OT).
CMMC 2.0 Asset Classification Guidelines
Specifies thatOT systems should be documented separately in an organization's SSP.
CMMC 2.0 References Supporting This Answer:
A CMMC Assessment is being conducted at an OSC's HQ. which is a shared workspace in a multi-tenant building. The OSC is renting four offices on the first floor that can be locked individually. The first-floor conference room is shared with other tenants but has been reserved to conduct the assessment. The conference room has a desk with a drawer that does not lock. At the end of the day, an evidence file that had been sent by email is reviewed. What is the BEST way to handle this file?
Review it. print it, and put it in the desk drawer.
Review it, and make notes on the computer provided by the client.
Review it, print it, make notes, and then shred it in cross-cut shredder in the print room.
Review it. print it, and leave it in a folder on the table together with the other documents.
Answer:
Explanation:
In the context of the Cybersecurity Maturity Model Certification (CMMC) 2.0, particularly at Level 2, organizations are required to implement stringent controls to protect Controlled Unclassified Information (CUI). This includes adhering to specific practices related to media protection and physical security.
Media Protection (MP):
MP.L2-3.8.1 – Media Protection:Organizations must protect (i.e., physically control and securely store) system media containing CUI, both paper and digital. This ensures that sensitive information is not accessible to unauthorized individuals.
Defense Innovation Unit
MP.L2-3.8.3 – Media Disposal:It is imperative to sanitize or destroy information system media containing CUI before disposal or release for reuse. This practice prevents potential data breaches from discarded or repurposed media.
Defense Innovation Unit
Physical Protection (PE):
PE.L2-3.10.2 – Monitor Facility:Organizations are required to protect and monitor the physical facility and support infrastructure for organizational systems. This includes ensuring that areas where CUI is processed or stored are secure and access is controlled.
Defense Innovation Unit
Application to the Scenario:
Given that the Organization Seeking Certification (OSC) operates within a shared, multi-tenant building and utilizes a common conference room for assessments, the following considerations are crucial:
Reviewing the Evidence File:The evidence file, which contains CUI, should be reviewed on a secure, authorized device to prevent unauthorized access or potential data leakage.
Printing the Evidence File:If printing is necessary, ensure that the printer is located in a secure area, and the printed documents are retrieved immediately to prevent unauthorized viewing.
Making Notes:Any notes derived from the evidence file should be treated with the same level of security as the original document, especially if they contain CUI.
Disposal of Printed Materials:After the assessment, all printed materials and notes containing CUI must be destroyed using a cross-cut shredder. Cross-cut shredding ensures that the information cannot be reconstructed, thereby maintaining confidentiality.
totem.tech
Options A and D are inadequate as they involve leaving sensitive information in unsecured locations, which violates CMMC physical security requirements. Option B, while secure in terms of digital handling, does not address the proper disposal of any physical copies that may have been made. Therefore, Option C is the best practice, aligning with CMMC 2.0 guidelines by ensuring that all physical media containing CUI are properly reviewed, securely stored during use, and thoroughly destroyed when no longer needed.
What is the LAST step when developing an assessment plan for an OSC?
Verify the readiness to conduct the assessment.
Perform certification assessment readiness review.
Update the assessment plan and schedule as needed
Obtain and record commitment to the assessment plan.
Answer:
Explanation:
Last Step in Developing an Assessment Plan for an OSCDeveloping anassessment planinvolves:
Defining the assessment scope(e.g., systems, networks, locations).
Planning test activities(e.g., interviews, evidence review, technical testing).
Verifying the OSC’s readiness(e.g., ensuring required documents are available).
Updating the assessment plan and schedule as needed.
Final Step: Obtaining and recording the OSC’s commitment to the assessment plan.
Why is obtaining commitment the last step?✔Theassessment cannot proceed unless the OSC agrees to the finalized plan.
✔This ensuresOSC leadership understands the scope, timeline, and responsibilities.
✔TheC3PAO must document this commitmentto formalize the agreement.
A. Verify the readiness to conduct the assessment → Incorrect
Readiness verification happens earlierin the planning process, not as the last step.
B. Perform certification assessment readiness review → Incorrect
Areadiness review is conducted before finalizing the plan, not at the very end.
C. Update the assessment plan and schedule as needed → Incorrect
Updating the plan happens before commitment is obtained; it is not the final step.
D. Obtain and record commitment to the assessment plan → Correct
This is the final step before conducting the assessment. The OSC must formally agree to the plan.
Why is the Correct Answer "D. Obtain and record commitment to the assessment plan"?
CMMC Assessment Process (CAP) Document
States that theOSC must confirm agreement to the assessment plan before execution.
CMMC-AB Guidelines for C3PAOs
Specifies thatfinalizing the assessment plan requires documented commitment from the OSC.
CMMC Assessment Guide
Outlines thatassessments cannot begin without formal approval of the plan.
CMMC 2.0 References Supporting This Answer:
Final Answer:✔D. Obtain and record commitment to the assessment plan.