Series-7 Exam Dumps - Series 7 General Securities Representative Qualification Examination (GS)
Searching for workable clues to ace the FINRA Series-7 Exam? You’re on the right place! ExamCert has realistic, trusted and authentic exam prep tools to help you achieve your desired credential. ExamCert’s Series-7 PDF Study Guide, Testing Engine and Exam Dumps follow a reliable exam preparation strategy, providing you the most relevant and updated study material that is crafted in an easy to learn format of questions and answers. ExamCert’s study tools aim at simplifying all complex and confusing concepts of the exam and introduce you to the real exam scenario and practice it with the help of its testing engine and real exam dumps
Bubba buys 100 shares of XYZ stock at $40 per share and sells a listed July XYZ call at 45 for a $2 premium.
What is his loss potential?
All sales literature and advertising relating to investment company shares prepared by members of FINRA must be filed for review with which of the following?
What is the loan value on a call option held in a customer’s margin account?
For an FINRA member firm to exercise discretionary power in any customer account requires written authorization by that customer except when:
A public offering by an investment banker in which any securities not sold are returned to the issuer is known as:
Regulation T is set at 50%. Bubba’s account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
What is the buying power in Bubba’s account?
XYZ Corporation earned $2 per share last year and is selling at $20 per share. If it earns $3 per share this year and its price/earnings ratio stays the same, its price will be:
The principal underwriter of an open-end investment company is frequently called: