3I0-012 Exam Dumps - ACI Dealing Certificate

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Question # 49

What is the major difference between a CD and a deposit?

The CD yields a higher rate of return

The CD has less credit risk

The CD is a transferable instrument

The CD has a shorter range of maturities

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Question # 50

Dealers are authorized to deal:

anywhere, even away from their own dealing premises

after-hours, but only if listed as such by management

after-hours, but only from their private residence

away from their brokerâ€™s dealing premises

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Question # 51

Which of the following is not a negotiable instrument?

FRA

ECP

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Question # 52

Confirmations of non-prime brokerage deals using CLS should be exchanged:

within 2 hours after deal agreed with counterparty

before the value date of the trade

by the end of the trade date

within 24 hours

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Question # 53

What is a long straddle option strategy?

A long call option + long put option with the same strike prices

A short call option + short put option with the same strike prices

A long call option + short put option with the same strike prices

A short call option + long put option with the same strike prices

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Question # 54

The Model Code recommends that, in the case or complaints about transactions, management should:

Ensure complaints are investigated by the senior management or a firm not involved in the disputed transaction.

Ensure complaints are rairly and independently investigated, in the first instance, by the ACIs Committee for Professionalism.

Ensure complaints are investigated by representatives of a broking firm not directly involved in the disputed transaction and selected by both parties to the dispute.

Ensure complaints are fairly and independently investigated, whenever practicable, by staff not directly involved in the disputed transaction.

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Question # 55

You have quoted a Swiss customer spot USD/CHF as 1.3710-15, but he asks you to quote it as CHF/USD. What do you quote?

0.7291-94

0.7294-91

1.3710-15

None of these

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Question # 56

What is the ISO code for the Lebanon pound?

LEP