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ISO-14001-Lead-Auditor Exam Dumps - PECB Certified EMS ISO 14001 Lead Auditor Exam

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Question # 9

Which two audit characteristics are features of a Stage 1 initial certification audit?

A.

To conduct an analysis of the organisation's environmental system processes to determine compliance obligations.

B.

Except for a pandemic or other natural disaster, this audit must be performed onsite at the auditee's location.

C.

Gaps in the EMS against the requirements of ISO 14001 are reported as 'areas of concern'.

D.

The audit team's recommendation regarding certification is the key outcome of this stage.

E.

Reviewing some of the auditee's documentation.

F.

The purpose of this audit is to determine if the EMS is effectively implemented and maintained.

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Question # 10

A chain of 10 paint shops in a city has established an EMS following the requirements of ISO 14001, which was third-party certified 10 years ago. You are performing a second-party audit. The audit plan included an interview with the General Manager (GM). The dialogue was as follows:

You: Hi, good evening, I have seen a well-developed environmental risk assessment process. However, I did not find the identification of emergency situations included in the results of this process. The Environmental Manager (EM) could not provide me with an acceptable answer to this question.

GM: The EM joined us 2 months ago, and he may not know some decisions we made some time ago, when we first certified our EMS. During those days, I met with all 10 supervisors and asked them what the emergencies were that they feared most. They unanimously said: fire. That was it. This is the only emergency we care of. As far as I remember we do not test the plan very often because the supervisors of all our 10 shops know it very well. The auditors of our certification body accepted this. We did not have a fire in the last 10 years.

What evidence would you need to review to determine conformity with ISO 14001 in this scenario? Select six.

A.

More details on whether the risk assessment process was applied to emergencies

B.

Records of the specific fire combat training of workers

C.

Reports of audits from the certification body

D.

General competence records of all 10 supervisors

E.

Minutes of the meeting with supervisors where a fire was determined as the only emergency situation

F.

Shops that have tested the plan in the last 10 years

G.

Reports of the management reviews

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Question # 11

Sparkle is an organisation that provides mobile car cleaning services at customers' premises. It has been certified to ISO 14001 for some time and has appointed a new EMS Manager. The audit plan during a surveillance audit includes the improvement actions and the auditor asks to see the most recent management review meeting minutes.

Which six statements would represent output audit evidence for the management review?

A.

Updated environmental signs in the production facility

B.

Procurement of new spill kits for operators

C.

Changes in the EMS documentation

D.

Plan to prioritise environmental improvement as a business strategy

E.

Allocation of a bigger budget for the EMS department

F.

Report of performance of EMS objectives in the last year

G.

Minutes of previous management reviews

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Question # 12

An audit team leader arrives at a steel fabrication organisation that manufactures fire escape stairs to carry out a Stage 2 certification audit. At a meeting with the EMS Manager, she is told that they have won their biggest contract from a construction organisation to manufacture and install fire escape stairs. They appointed a subcontractor to perform the installation work. The EMS Manager wants the ISO 14001 audit extended to cover the installation site.

Select which one of the options is the correct response by the auditor.

A.

We have used all our allocated time in preparation for this audit so how can we extend the audit scope?

B.

Do you realise that this involves an extension to the scope of the audit and will require an application process?

C.

Would you write to my audit programme manager with this request?

D.

Can you arrange to bring the installation team here so that we can include this in the audit?

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